The information here is based on best practices. The technology assesses current and past regulatory cases and puts forth recommended best practices. While the software is accurate and sufficient in identifying potential regulatory issues, the recommendations contained herein are not an absolute defense from regulatory issues. Application and implementation of these recommendations is completely up to the participant. While these recommendations are intended to assist in avoiding regulatory issues, there are no guarantees because the implementation of these recommendations are outside of Complily’s control.
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